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Despite improvements in treatment, and primarily because of ongoing unprotected sex, worldwide, more than two million people annually have become infected with HIV over the past few years, with more than 50,000 new infections each year in the United States alone.1,2 Yet within the past three years, an evidence base has been developed suggesting that antiretroviral agents can play a significant role in curbing the spread of HIV. The first proof of concept was the Centre for the AIDS Program of Research in South Africa (CAPRISA) 004 study, which demonstrated that pericoitally administered 1% tenofovir gel decreased HIV by 39% in at-risk South African women.3 This was followed shortly thereafter by the Pre-exposure Prophylaxis Initiative (iPrEx) study (discussed by Grant and colleagues in this issue), which found that the daily use of oral coformulated tenofovir plus emtricitabine was associated with a 44% reduction in HIV incidence in an international cohort of men who have sex with men (MSM). Within the next year, additional studies demonstrated the efficacy of oral pre-exposure prophylaxis (PrEP) in several at-risk male and female African heterosexual populations (Baeten and coworkers, Thigpen and collaborators; both reviewed in this issue). Complementing these studies of topical and oral chemoprophylaxis were the findings of the HIV Prevention Trials Network (HPTN) 052 (described by Cohen and colleagues in this issue), which demonstrated that earlier initiation of highly active antiretroviral therapy (HAART), at CD4 cell counts between 350 and 550 cells/mm3, decreased HIV transmission in serodiscordant couples. During the same period of time, however, several chemoprophylaxis studies were not successful in demonstrating efficacy: the FEM-PrEP trial of young African women (reviewed by Van Damme and associates in this issue), which evaluated the combination of oral daily tenofovir plus emtricitabine, and the Vaginal and Oral Interventions to Control the Epidemic (VOICE) study4 of a similar population, which evaluated daily oral tenofovir alone and daily topical tenofovir gel. As of the end of January 2013, a comparison of oral daily tenofovir plus emtricitabine in the VOICE trial was still ongoing.
So, how do we deal with these diverse, sometimes discrepant findings in the PrEP studies? It is clear that in the trials for which adherence data are available, differential patterns of use in varying populations were a major part of the divergent results across the studies. Of participants assigned to active medication, when drug levels were evaluated in the study with the greatest efficacy—that is, Partners PrEP—tenofovir was detected in 80% of the samples, compared with the results of FEM-PrEP, in which the drug was detected in about 25% of the women.5 It is possible that cultural norms regarding pill taking and perceived side effects may explain some of the differences in adherence between the populations.5 Other factors may be relevant as well, such as the presence of intercurrent genital inflammation caused by other sexually transmitted infections (STIs) or sexual trauma.6 Differences in mucosal pharmacology might also play a role, because after oral dosing, tenofovir concentrations are at least 1 log lower in vaginal than in rectal secretions,7 suggesting that women may have to be more adherent to achieve a protective benefit comparable to that in MSM.
The PrEP studies that have been completed suggest that oral tenofovir plus emtricitabine is generally safe and well tolerated. As discussed in the 2010 study by Grant and associates, a small number of trial participants experienced nausea or diarrhea that tended to be mild and self-limited. Participants rarely experienced low rates of nephrotoxicity, but a statistically significant, although not clinically meaningful, change in bone mineral density (BMD) was reported in a minority of participants randomized to tenofovir-based PrEP compared with placebo.8 Longer-term studies are warranted to determine whether any of these safety signals become clinically meaningful. According to the reviews by Grant and coworkers, and Baeten and associates, other potential concerns, such as significant behavioral disinhibition or the selection for tenofovir- or emtricitabine-resistant viruses in seroconverters, were not observed in the context of the carefully monitored clinical trials.9 Although adherence was suboptimal in some of the studies, it was sufficient to demonstrate efficacy in several key populations.10 The short-term safety data, coupled with efficacy data, were sufficient for the US Food and Drug Administration to approve tenofovir plus emtricitabine for chemoprophylaxis in July 2012.11
Other studies currently under way may help address some of the outstanding questions. The remaining comparison in the VOICE trial will help to address the relative efficacy of tenofovir plus emtricitabine for prophylaxis in women, and the measurement of drug levels in participants randomized to all three active treatment arms will help to inform the role of nonadherence in decreased efficacy. The Follow-on African Consortium for Tenofovir Studies (FACTS) 001 trial is under way in South Africa to evaluate whether the CAPRISA 004 results can be replicated, given the lack of efficacy reported in the VOICE trial.3 A study will soon be completed in Thailand14 that will evaluate whether injecting drug users might benefit from oral PrEP. The optimal frequency of PrEP dosing is not yet known, since animal data suggest that intermittent PrEP may be almost as effective.12
One preliminary study of MSM and female sex workers in Kenya and Uganda suggested that some high-risk individuals often missed a postcoital dose when event-driven PrEP was evaluated.13 Other studies are under way in the United States, South Africa, Thailand, and France to assess different dosing schedules for intermittent PrEP in diverse populations (www.avac.org).14 Although the VOICE trial did demonstrate the efficacy of daily vaginal tenofovir gel use for women, it is conceivable that rectal microbicides might prove to be efficacious for MSM and women who engage in anal sex, given the potential for increased penetration of rectally applied gels (because of the single layer of protective columnar epithelium and larger virtual space compared with the cervicovaginal compartment) and the increased likelihood that lubricants might be routinely used for anal intercourse compared with vaginal intercourse.15,16 Lastly, although the initial oral and topical PrEP studies focused on tenofovir plus or minus emtricitabine, studies of other agents, including nonnucleoside reverse transcriptase inhibitors such as dapivirine, entry inhibitors such as maraviroc, and newer integrase inhibitors, are now under way to evaluate whether longer-acting formulations, delivered as intravaginal rings or injectable agents, may obviate some of the challenges of maintaining high levels of product adherence.17
Despite the promising findings of recent PrEP studies, it is unclear whether chemoprophylaxis alone will be sufficient to quickly arrest the spread of HIV, given the relatively slow uptake of the intervention among the highest-risk populations.18 Moreover, according to the review herein by Cohen and collaborators, the findings of HPTN 052 suggest that earlier diagnosis of HIV and initiation of treatment may be particularly promising factors in decreasing the incidence of disease. Several ecological studies in different populations have correlated wider access to HAART with decreased HIV incidence in San Francisco and Vancouver.19,20 Even in HPTN 052, however, with each partner in the serodiscordant relationships being carefully counseled and followed in the context of a rigorous clinical trial, more than one-fourth of all new infections were attributed to nonprimary partners.21 These data underscore the importance of testing and serostatus disclosure if “treatment as prevention” is expected to yield maximal benefits.22 Additionally, the benefits of public health approaches to lowering community viral load for disease prevention are based on the premise that the majority of persons with HIV infection can be identified, then linked to care, retained in care, and have their treatment initiated while they are asymptomatic, with optimal adherence to their therapeutic regimen. Unfortunately, recent data from a resource-rich environment—the United States—found that fewer than one-third of all Americans infected with HIV were virologically suppressed.23 These findings suggest that, for antiretroviral agents to have a maximal impact on decreasing the transmission of new HIV infections, the expansion of HIV testing will be important. Although the approval of a home-use rapid HIV antibody test may be helpful for some, enhanced engagement of primary care providers in the United States and globally to identify the millions of people infected with HIV who are unaware of their status will be extremely important. For those who test negative, health care providers will have to be trained to assess their ongoing risks, and for those who are at greatest risk for seroconversion, PrEP may be useful.
In this new era of using antiretroviral therapy for HIV prevention, many questions remain. The data that have emerged over the past few years have generated new excitement that while awaiting the development of a highly protective HIV vaccine and/or a cure for people living with the disease, we now have the tools available that can significantly decrease the rate of new infections. The ultimate challenges for this strategy will be the implementation aspects—that is, how to get people to test, seek care, and become adherent to chronic medication regimens. Cost will also be an important factor to consider, but the cost of allowing 2 million new HIV infections to occur every year in the foreseeable future would be even more undesirable.
Commentary References
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Amico KR. Adherence to preexposure chemoprophylaxis: the behavioral bridge from efficacy to effectiveness. Curr Opin HIV AIDS. 2012;7(6):542-548. |
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US Food and Drug Administration (FDA). FDA News Release. Truvada approved to reduce the risk of sexually transmitted HIV in people who are not infected with the virus. July 16, 2012. Accessed February 12, 2013. |
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Garcia-Lerma JG, Cong ME, Mitchell J, et al. Intermittent prophylaxis with oral truvada protects macaques from rectal SHIV infection. Sci Transl Med. 2010;2(14):14ra4. |
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McGowan I. Rectal microbicide development. Curr Opin HIV AIDS. 2012; 7(6):526-533. |
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Das M, Chu PL, Santos G-M, et al. Decreases in community viral load are accompanied by reductions in new HIV infections in San Francisco. PLoS One. 2010;5(6):e11068. |
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Marks G, Gardner LI, Craw J, et al. The spectrum of engagement in HIV care: do more than 19% of HIV-infected persons in the US have undetectable viral load? Clin Infect Dis. 2011;53(11):1168-1169; author's reply 1169-1170. |
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Gardner EM, McLees MP, Steiner JF, Del Rio C, Burman WJ. The spectrum of engagement in HIV care and its relevance to test-and-treat strategies for prevention of HIV infection. Clin Infect Dis. 2011;52(6):793-800. |
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Karim SS, Karim QA. Antiretroviral prophylaxis: a defining moment in HIV control. Lancet. 2011;378(9809):e23-e25. |
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Follow-on African Consortium for Tenofovir Studies (FACTS) Web site. FACTS 001 study. www.facts-consortium.co.za/?page_id=83. Accessed February 9, 2013. |
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Johnson TJ, Clark MR, Albright TH, et al. A 90-day tenofovir reservoir intravaginal ring for mucosal HIV prophylaxis. Antimicrob Agents Chemother. 2012;56(12): 6272-6283. |
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Romano J, Variano B, Coplan P, et al. Safety and availability of dapivirine (TMC120) delivered from an intravaginal ring. AIDS Res Hum Retroviruses. 2009;25(5):483-488. |
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Singer R, Mawson P, Derby N, et al. An intravaginal ring that releases the NNRTI MIV-150 reduces SHIV transmission in macaques. Sci Transl Med. 2012;4(150): 150ra123. |
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García-Lerma JG, Otten RA, Qari SH, et al. Prevention of rectal SHIV transmission in macaques by daily or intermittent prophylaxis with emtricitabine and tenofovir. PLoS Med. 2008;5(2):e28. |
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AIDS Vaccine Advocacy Coalition (AVAC) Web site. avac.org.
Accessed February 12, 2013. |
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ClinicalTrials.gov: Pre-Exposure Prophylaxis in YMSM. clinicaltrials.gov/show/NCT01033942. Accessed February 12, 2013. |
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Matthews LT, Baeten JM, Celum C, Bangsberg DR. Periconception pre-exposure prophylaxis to prevent HIV transmission: benefits, risks, and challenges to implementation. AIDS. 2010;24(13):1975-1982. |
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Dumond JB, Patterson KB, Pecha AL, et al. Maraviroc concentrates in the cervicovaginal fluid and vaginal tissue of HIV-negative women. J Acquir Immune Defic Syndr. 2009;51(5):546-553. |
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Amico R, Liu A, McMahan V, et al. Adherence indicators and PrEP drug levels in the iPrEx study [Abstract #95LB]. Paper presented at: 18th Conference on Retroviruses and Opportunistic Infections. February 27-March 2, 2011; Boston, MA. Paper #95LB. www.retroconference.org/2011/Abstracts/42627.htm. Accessed February 12, 2013. |
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US Food and Drug Administration (FDA). FDA News Release. FDA approves first over-the-counter home-use rapid HIV test. July 3, 2012. http://www.fda.gov/NewsEvents/Newsroom/PressAnnouncements/ucm310542.htm.
Accessed February 9, 2013. |
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Young MR, Bailey RC, Odoyo-June E, et al. Safety of over twelve hundred infant male circumcisions using the Mogen clamp in Kenya. PLoS One. 2012;7(10): e47395. |
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